The Risk Officer is responsible for overseeing risk management, compliance, and supervisory functions within a branch of a Brokerage Wealth Management firm, ensuring adherence to regulatory policies, internal procedures, and ethical standards. Reporting to the Senior Risk Officer, this role involves monitoring risk controls, supporting audits, handling escalations, managing client suitability, and collaborating with legal, compliance, and HR teams. Candidates must have active FINRA licenses (Series 7, 8 or 9/10, 63, and 65 or 66), and strong leadership, communication, and analytical skills.
...Seton Catholic High School in Richmond, IN is hiring a welcoming, organized, and faith-centered School Secretary to serve as the first point of contact for our school community. This individual plays a key role in supporting daily school operations while fostering a positive...
...our ethos and mission. We are currently seeking a skilled OSP Directional Drill Locator to join our team in New Mexico. This role is crucial... ...based on experience Bonus directly correlated to project and company financial performance Paid employee health insurance plan...
...Development Representative (BDR) in the tech sales division, located in the vibrant city of Long Beach, CA. In this entry-level position, you will become an integral part... ...ambitious sales team, specializing in security software, including cybersecurity solutions, identity...
...Driver Duties: Follow Van schedules and communicate with the Transportation Scheduler regarding all aspects of clients transportation... ...the Administrator All other duties as assigned. Medical Escort Duties Accompany residents into medical facilities and remain...
...We are looking for a Principal Recruiter that will serve as a trusted strategic partner... ...leaders. This role is designed for a proven executive recruiter who thrives at the... ...inclusive hiring practices. As a remote position, the salary range for this role...