The Risk Officer is responsible for overseeing risk management, compliance, and supervisory functions within a branch of a Brokerage Wealth Management firm, ensuring adherence to regulatory policies, internal procedures, and ethical standards. Reporting to the Senior Risk Officer, this role involves monitoring risk controls, supporting audits, handling escalations, managing client suitability, and collaborating with legal, compliance, and HR teams. Candidates must have active FINRA licenses (Series 7, 8 or 9/10, 63, and 65 or 66), and strong leadership, communication, and analytical skills.
...Who We Are Charter Schools USA (CSUSA) is one of the largest and highest performing education management companies in the United States, proudly serving over 82,000 students in over 150 schools in four states. Founded by Jonathan Hage in 1997, CSUSA's mission is a...
...Title: ETL Developer Location: Charlotte, NC / Addison, TX Employment Type: W2 Key Responsibilities Design and develop ETL solutions in a Data Warehouse environment Translate business requirements into high-level and detailed technical designs...
...CRIME VICTIMS ADVOCATE (SPANISH SPEAKING) The Suffolk County District Attorneys Office (SCDAO) is one of the largest prosecutors' offices in the country and has recently launched a number of cutting-edge initiatives and reforms that have put it on the national stage...
...Quality Control Review Analyst Post Close Underwriting Location: Remote Department: Quality Control Reports To: QC Manager About the Role: Were seeking an experienced Quality Control Review Analyst to perform secondary reviews of mortgage loan files...
...all of our employees feel respected, valued and have an opportunity to contribute to the companys success. As a Digital Asset/Crypto Product Manager within PNC's Asset Management Group (AMG) organization, you will be based in Pittsburgh, PA. Other PNC locations will...