Compliance Officer III Job at North Dakota Bank of North Dakota, North Dakota

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  • North Dakota Bank of North Dakota
  • North Dakota

Job Description

Compliance Officer III Location North Dakota :

Summary of Work

As a Compliance Officer III, you will be responsible for ensuring BND's adherence to federal banking regulations, state laws, and industry standards. You will also be responsible for developing, testing, and reporting on adherence to federal banking regulations and laws and ensure compliance issues are tracked until resolution is reached. You will need to work in partnership with BND departments to develop and implement policies and procedures to ensure compliance with regulatory requirements. Collaboration is essential with internal audit and quality assurance partners to ensure comprehensive testing coverage. You will be responsible to coordinate, develop the scope, and review the quality of any outsourced compliance testing. Participation will be required in projects across the Bank to provide compliance consulting for products or services being implemented. This position will need to develop compliance training programs for employees to enhance awareness and understanding of regulatory requirements.

Other duties:

  • Participate in the SAR team and weigh in on investigations.
  • Review cases generated by the Bank's anti-money laundering system.
  • Serve as the primary backup to Bank Secrecy Act activities.
  • Facilitate meetings with Compliance Council, tax groups, and Student Loans to help implement state servicing and licensing laws.
  • Maintain a certification in BSA/AML and Compliance.

Minimum Qualifications

This position requires a bachelor's degree with a major in business or finance and four years compliance, audit or other applicable work experience. The hiring agency may substitute another degree major that is more appropriate to the specific job or level. The hiring agency may substitute years of related professional work experience for the education requirement. Direct years of experience may carry more weight than indirect banking experience.

About Team ND

"Far and away the best prize life offers is the chance to work hard at work worth doing." - Theodore Roosevelt

More than 7,500 talented, hard-working people across sixty-three agencies have come together as Team North Dakota. At Team ND, we are driven to succeed through gratitude, humility, curiosity and courage. Our purpose is to empower people, improve lives, and inspire success. Join us in being legendary.

Total Rewards: The State of North Dakota is committed to providing team members with a strong and competitive rewards package that support you, your health and your family.

Considering a new position on Team ND? How does your current position stack up? Use our Total Rewards Calculator to estimate.

Equal Opportunity Employer

The State of North Dakota and this hiring agency do not discriminate on the basis of race, color, national origin, sex (including sexual orientation and gender identity), genetics, religion, age or disability in employment or the provisions of services and complies with the provisions of the North Dakota Human Rights Act.

As an employer, the State of North Dakota prohibits smoking in all places of state employment in accordance with N.D.C.C. Sect. 23-12-10.

Job Tags

Work experience placement,

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